Investment operations technician

Level

Advanced · like A-levels

Length

1.5 yr

typical

Sector

Legal, finance and accounting

Pay

Paid

you earn while training

In a nutshell

Supporting teams that carry out investment transactions on behalf of individuals or organisations.

Process and confirm trade settlements within agreed deadlines

Reconcile cash and stock positions against custodian records

Handle client queries about transactions and account balances

Prepare daily reports on portfolio valuations and cash flows

Carry out checks to comply with regulatory and audit requirements

Investigate and resolve failed trades with counterparties

Maintain accurate records in investment administration systems

How financial markets work and the types of investment products used

Trade settlement processes and the role of clearing houses

Reconciliation techniques to identify and resolve discrepancies

Regulatory requirements including FCA rules and anti-money laundering obligations

Client reporting standards and how to communicate clearly with stakeholders

Risk management principles relevant to operational roles

How to use industry software and data systems accurately

Ready to look for a place?

See live Investment operations technician apprenticeship vacancies on the official government service.

A Careermash concept · apprenticeship standard from our careers engine · vacancies via gov.uk.